As a new patient, you will likely be asked to complete a new patient Personal Inventory Questionnaire. You will also be asked to acknowledge by your signature that you have received this NIP. A copy of the signed NIP will be kept with all of your other confidential information maintained by the practice. ABH is not required to ask for your consent to use or disclosure of your PHI for treatment, payment and/or health care operations; however, we are required to obtain your consent for the disclosure for other specific purposes or reasons described in this NIP. The following are examples of the types of uses and disclosures of your PHI that ABH is permitted to make.

A. Treatment: ABH will maintain a record of your services and will be used to provide, coordinate, or manage your treatment and care and related services. This includes the coordination or management of your PHI with a third party that has already obtained your permission to have access to your PHI. ABH will also disclose PHI to other providers or health facilities that may treat you when it has the necessary permission from you to disclose your PHI. For example, your PHI may be provided to a health provider to whom you have been referred to ensure that the provider has the necessary information to diagnose or treat you.

B. Payment: Your PHI will be used, as needed, to obtain payment for recommended services. This may include certain activities that your health insurance plan may undertake before it approves or pays for the health care services recommended for you such as: making a determination of eligibility or coverage for insurance benefits, reviewing services provided to you for medical necessity, and undertaking utilization review activities. For example, ABH may need to provide your insurance plan information about treatment you received, so your insurance will pay for the services.

C. Healthcare Operations: ABH may use or disclose, as needed your PHI in order to support its business activities. These activities include, but are not limited to quality assessment activities, licensing, and employee review activities, including clinical supervision received by another licensed and approved supervisor with whom your provider may contract to oversee the practice of your provider, teach new techniques, or provide consultation, in individual or group supervision. In the event that your PHI is reviewed in a clinical supervisory capacity, no personally identifiable information will be provided and the details of your PHI may be changed in order to further protect your privacy. ABH may use a sign-in sheet on which your signature would be requested. ABH staff may also call you by name in a lobby when your therapist is ready to see you. An ABH staff may use or disclose your PHI, as necessary, to contact you to remind you of your appointment. ABH will share your PHI with third party “business associates” that perform various activities (e.g., billing). Whenever an arrangement between our office and a business associate involved the use or disclosure of your PHI, ABH will have a written contract that contains terms that will protect the privacy of your PHI.

Other uses and disclosures of your PHI will be made only with your written authorization, unless otherwise permitted or required by law. You may revoke this authorization, at any time, in writing, except to the extent that your provider has taken an action in reliance on the use or disclosure indicated in the authorization.

A. Research: Auburn Behavioral Health will not allow your PHI collected by its staff, to be used in research projects without your written consent.

B. Uses and Disclosures of Protected Health Information That Do Not require Your Consent or Authorization:

• When you are required by order of a Court of competent jurisdiction to receive an assessment or treatment following assessment. This disclosure may include release of PHI to third parties as a condition of the Court Order; e.g., Department of Human Resources, Probation or Parole Officers, or Court Referral Officers.
• When there is a Court Order of competent jurisdiction to release your records to the Court. Your provider will not release your PHI on the basis of a subpoena only.
• When there is reason to believe that you are an imminent danger to yourself or others.
• There is an emergency that requires treatment or intervention from emergency service providers; e.g., EMTs, paramedics, hospital staff, police or other law enforcement and/or fire department officials.
• In the event of a psychiatric or behavioral emergency requiring third party intervention.
• When there is known or suspected abuse of children, elderly adults, or adults with disabilities.

C. Right to an Accounting of Disclosures: You have the right to request an “accounting of disclosures”; i.e., a list of the disclosures made by ABH of your PHI. To request an accounting of disclosures, you must submit your request in writing to Auburn Behavioral Health. Your request must state a time period which may not go back more than six years and cannot include dates before September 2, 2013. The first list you request within a twelve-month period will be free of charge. For additional lists in a twelve-month period, ABH may charge you for the cost of providing the list. ABH will notify you what that cost will be and give you an opportunity to withdraw of modify your request before you are charged.

D. Right to Request Restrictions: You have the right to request a restriction or limitation on the PHI that ABH uses or discloses about you for treatment, payment and/or health care operations. For example, you could ask that ABH not use or disclose information about your family history to a particular community provider. ABH is not required to agree to our request. If it does agree, it will comply with your request unless the information is needed to provide you emergency treatment. To request restrictions on the use of disclosure of your PHI for treatment, payment or health care operations, you must make your request in writing. In your request you must stipulate (1) what information you want to limit; (2) whether you want to limit our use, disclosure or both; and (3) to whom you want the limits to apply (for example, disclosures to your spouse).

E. Right to Confidential Communications: You have a right to privacy concerning your treatment with the exception of stipulations within this document. No information will be released concerning your treatment without your expressed and written approval.

F. Right to a Paper Copy of This Notice: You have a right to a paper copy of this notice.

A. Right to Inspect and Copy: You have the right to inspect and receive a copy of your PHI. To inspect and receive a copy of your PHI, you must submit your request in writing to ABH. If you request a copy of the information, ABH may charge a fee for the costs of search, copying, mailing or other supplies associated with your request. ABH may deny your request to inspect and copy in certain limited circumstances. If you are denied access to your PHI because of a threat of harm issue, you may request that the denial be reviewed. Another licensed health care professional chosen by ABH will review your request and the denial. The person conducting the review will not be the person that denied your request.

B. Right to Request an Amendment: If you feel that the PHI that ABH has about you is incorrect or incomplete, you may ask to have the information amended. You have the right to request an amendment for as long as the information is kept by ABH. Requests for amendment must be made in writing and submitted to ABH. You must provide a reason to support your request for an amendment. ABH may deny your request if it is not in writing. ABH will deny your request to amend information that was not created by ABH.

C. If you feel your rights have been violated: We encourage you to talk with your therapist immediately. You can file a complaint with the U.S. Department of Health and Human Services by sending a letter to 200 Independence Ave., S.W., Washington, D.C. 20201; calling 1-877-696-6775; or, visiting www.hhs.gov/ocr/privacy/hipaa/complaints/. We will not retaliate against you for filing a complaint.